Wealth Management Assistant

Wealth Management Assistant

Thursday, August 22, 2019

 

Description

  • Provide administrative support to the Registered Investment Representatives.
  • Schedule client appointments and directly work with clients.
  • Serve as a retirement accounts specialist who is knowledgeable on account types including: Traditional IRA, Roth IRA, Health Savings, Individual K’s, 401(k) and Simple IRA.
  • Assist clients in opening new accounts and cross-sell other bank products.
  • Assist Representatives with completing new contract applications, endorsements and changes to existing investment accounts.
  • Monitor and prepare daily and monthly accounting reports.
  • Maintain confidential, accurate and detailed files for all clients.

Qualifications

  • Associates Degree in business related field.
  • Life and health insurance license Series 6 or 7, or willing to obtain.
  • Willing to study and pass FINRA Securities Essentials (SIE) Exam; state life and health insurance exam within two years and earn Certified Retirement Services Professional (CRSP Designation) after three years.
  • Previous bank, sales or financial services experience.
  • Aptitude with Microsoft programs including and not limited to Excel, Word, Access, PowerPoint, Outlook and Outlook Express, learn new software platforms integral to wealth management business.
  • Be willing to attend training seminars and/or continuing education both online and that may require travel and possible overnight stays.

Send an updated resume to David Frook at dfrook@bruningbank.com

May Lose Value, Not FDIC Insured, No Bank Guarantee, Not a Deposit, Not Insured by Any Federal Government Agency.